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MG

Michael C. Gestone

GREENBIRD CAPITAL LLC
Boca Raton, FL 33431
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CRD#: 5984302
MG

Professional summary


Michael Christopher Gestone, who also goes by Mike Gestone, is a registered financial professional currently at GREENBIRD CAPITAL LLC located in Boca Raton, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Gestone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Christopher Gestone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 4, 2021 - Present

GREENBIRD CAPITAL LLC

Office #1: 2500 N Military Trail Suite 120, Boca Raton, FL 33431Office #2: 2500 N Military Trail Suite 120, Boca Raton, FL 33431
BD
CRD#: 306692
Boca Raton, FL
Past

January 6, 2014 - January 21, 2021

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
MELVILLE, NY
Past

April 12, 2012 - December 20, 2013

IAA FINANCIAL LLC

BD
CRD#: 6578
WEST PALM BEACH, FL
Past

February 27, 2012 - March 15, 2012

WILMINGTON CAPITAL SECURITIES, LLC

BD
CRD#: 133839
GARDEN CITY, NY
Past

December 23, 2011 - March 5, 2012

MM GLOBAL SECURITIES, INC.

BD
CRD#: 2509
MELVILLE, NY
Past

November 3, 2011 - January 4, 2012

OBSIDIAN FINANCIAL GROUP, LLC

BD
CRD#: 104255
WOODBURY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/26/2021)
RR
Alaska
(10/10/2021)
RR
Arizona
(1/4/2021)
RR
Arkansas
(1/4/2021)
RR
California
(5/26/2022)
RR
Colorado
(1/4/2021)
RR
Connecticut
(1/5/2021)
RR
Delaware
(6/1/2023)
RR
District of Columbia
(1/13/2023)
RR
Florida
(2/2/2021)
RR
Georgia
(1/4/2021)
RR
Hawaii
(6/1/2023)
RR
Idaho
(1/4/2021)
RR
Illinois
(1/22/2021)
RR
Indiana
(1/4/2021)
RR
Iowa
(1/4/2021)
RR
Kansas
(1/4/2021)
RR
Kentucky
(1/4/2021)
RR
Louisiana
(1/4/2021)
RR
Maine
(1/6/2021)
RR
Maryland
(1/4/2021)
RR
Massachusetts
(7/15/2021)
RR
Michigan
(1/4/2021)
RR
Minnesota
(3/17/2021)
RR
Mississippi
(1/4/2021)
RR
Missouri
(1/4/2021)
RR
Montana
(6/1/2023)
RR
Nebraska
(1/4/2021)
RR
Nevada
(1/4/2021)
RR
New Jersey
(1/5/2021)
RR
New Mexico
(6/1/2023)
RR
New York
(1/4/2021)
RR
North Carolina
(1/22/2021)
RR
North Dakota
(1/4/2021)
RR
Ohio
(1/4/2021)
RR
Oklahoma
(1/4/2021)
RR
Oregon
(1/4/2021)
RR
Pennsylvania
(1/4/2021)
RR
Rhode Island
(6/1/2023)
RR
South Carolina
(1/4/2021)
RR
South Dakota
(1/22/2021)
RR
Tennessee
(1/25/2022)
RR
Texas
(1/4/2021)
RR
Utah
(8/24/2022)
RR
Vermont
(6/1/2023)
RR
Virginia
(1/4/2021)
RR
Washington
(1/11/2021)
RR
West Virginia
(6/1/2023)
RR
Wisconsin
(1/4/2021)
RR
Wyoming
(6/1/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 11/14/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GC
GREENBIRD CAPITAL LLC
GREENBIRD CAPITAL LLC | GREENBIRD CAPITAL, LLC

CRD#: 306692 / SEC#: , 8-70469

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
2500 N Military Trail Suite 120, Boca Raton, FL 33431
Mailing Address
2500 N Military Trail Suite 120, Boca Raton, FL 33431
Phone number
(646) 798-2850
Established
New York since 10/25/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GREENBIRD HOLDINGS, LLCDIRECT OWNER
COSTELLO, NIKOLAS JURGENCEO/CCO6840994
NIXON, JON ALANFINOP4710715

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREENBIRD CAPITAL LLC

CRD#: 306692Boca Raton, FL 33431

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