David A. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Antone Pope, who also goes by Dave Antone Pope, David A Pope, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2024 - October 15, 2025
RCA WEALTH STRATEGIES LLC
January 24, 2017 - May 2, 2023
TRANSAMERICA RETIREMENT ADVISORS, LLC
April 23, 2014 - May 2, 2023
TRANSAMERICA INVESTORS SECURITIES, LLC
February 3, 2014 - March 25, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2011 - March 25, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RCA WEALTH STRATEGIES LLC
CRD#: 315915 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 575 |
| AUM (Assets Under Management) | $ 54,656,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
