Jeremy D. Tate

TATE CAPITAL GROUP

NEWPORT BEACH, CA 92660

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CRD#: 5983992

Professional summary

Jeremy Dean Tate, who also goes by Jeremy Tate, is a registered financial advisor currently at TATE CAPITAL GROUP located in Newport Beach, California.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeremy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy Tate

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Tate is an investment adviser representative with Balboa Wealth Partners, Inc. Mr. Tate has his mortgage license with Low VA Rates. He hasn't done business with them in almost two years but has the ability to do mortgages as a licensed mortgage loan officer with them. The last time he received commissions from them was in 2022. He does not currently spend any time engaged in this activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Dean Tate's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2024 - Present

TATE CAPITAL GROUP

Office #1: 120 Newport Center Drive, Newport Beach, CA 92660

RIA

CRD#: 332336

NEWPORT BEACH, CA

Past

September 21, 2018 - November 7, 2024

BALBOA WEALTH PARTNERS, INC.

RIA

CRD#: 282329

Newport Beach, CA

Past

November 5, 2013 - September 28, 2018

MORGAN STANLEY

RIA

CRD#: 149777

CARLSBAD, CA

Past

November 4, 2013 - September 28, 2018

MORGAN STANLEY

CRD#: 149777

CARLSBAD, CA

Past

January 30, 2012 - November 5, 2013

EDWARD JONES

RIA

CRD#: 250

OCEANSIDE, CA

Past

November 17, 2011 - November 5, 2013

EDWARD JONES

CRD#: 250

OCEANSIDE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2024)

IAR

Texas
(8/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2011

General Securities Representative Examination

Current Firm

TATE CAPITAL GROUP

TATE CAPITAL GROUP | TATE CAPITAL GROUP, LLC | TATE CAPITAL GROUP LLC

CRD#: 332336 / SEC#:

California

Registered Investment Advisory firm - (9/19/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2025 Conditional Restricted)

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Contact information

Main Address

120 Newport Center Drive, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 392-8874

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 38,409,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy D. Tate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Dean Tate's CRS (Customer Relationship Summary).

Certified licenses

Experience

TATE CAPITAL GROUP

BALBOA WEALTH PARTNERS, INC.

MORGAN STANLEY

MORGAN STANLEY

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2011

SIE

Date: 9/28/2018

Series 7

Date: 11/16/2011

Current Firm

TATE CAPITAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TATE CAPITAL GROUP

TRUST BUT VERIFY

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