TP
Trevor R. Patching
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CRD#: 5983853
TP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Rex Patching was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2012. Trevor had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NON-INVESTMENT RELATED: "ASSET WEALTH MANAGEMENT"; Delray Beach, FL; non-investment related; AN INSURANCE MARKETING ORGANIZATION (CO-OWNER AND MANAGING DIRECTOR)DAY TO DAY DECISION MAKING AND THE STRATEGIC DIRECTION OF THE COMPANY APPROX 40 HR WEEK. 2) The Atticus Group; Not Investment related; 2 W Market St,19382, West Chester, PA 1 B9382; Helps businesses design Non Qualified Plans such as SERP, Executive Bonus Plans etc. and offers life insurance solutions to fund the plans.; VP Business Development; 01/01/2022; Hours/Month: 20; Hrs during Trading Hrs: 20; Build and develop relationships with agents, brokers and potential Clients directly and introduce them to our services. I do write any business myself. 3) Annuity Depot.com; Not Investment related; 21397 Shannon Ridge Way, Boca Raton, FL 33428; Annuity Depot was originally owned by Asset Wealth Management. I sold this website for $1 to Leiser Financial. This company is owned by Bennet Leiser- a WEG IAR.; Position/Title/Relationship: Former owner. Still affiliated; Start Date: 04/01/23; approximate number of hours/month you devote to the other business; 20 hrs; Hrs during Trading Hrs: 20 Hrs; available to consumers to provide information and guidance on the subject of annuities which may lead to annuity sales of fixed and fixed indexed annuities only. 4) The LEB Group; Not Investment related; 21 E 2nd St, Fond Du Lac, WI 54935; Nature of the OBA: The LEB Group is a Health and Benefits Agency with 600 agents; Posn/Title/Relationship: Assist the Director of Life; Start Date: 10/02/23; Hours/Month for the OBA: 10 Hrs; Hrs during Trading Hrs: 5 Hrs; Duties: My role is to help the company drive Life Insurance sales from its existing agents that sell predominantly health and benefits to the under 65 market. My role is more of a mentoring role to the Director of Life. I have no day to day executive responsibility.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 8, 2021 - August 18, 2025
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
Lake Worth, FL
Past
August 13, 2019 - February 26, 2021
CORECAP ADVISORS
RIA
CRD#: 158819
Lake Worth, FL
Past
January 3, 2012 - April 19, 2013
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
DELRAY BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
