Neil Krishnaswamy
CFP®Professional Summary
Neil Krishnaswamy, CFP® is a registered financial advisor currently at KRISHNA WEALTH PLANNING located in Mckinney, Texas. Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Neil has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Business Services
- Risk Management & Insurance
- Financial Planning
- Education Funding
- Cashflow & Budgeting
- Estate & Legacy Planning
- Tax Planning
- Investment Management
- Retirement Planning
- Social Security & Medicare Planning
Biography
My name is Neil Krishnaswamy. I have long been intrigued by the challenge we face to live the most abundant life we can NOW while also building a secure foundation for the future. For the past decade, I’ve sought answers by building and refining processes to help people allocate their resources in line with their goals and make better decisions. This journey has manifested into the formation of an independent financial planning and investment firm,...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
KRISHNA WEALTH PLANNING | KRISHNA WEALTH PLANNING LLC
Contact Information
Main Address
5900 S Lake Forest Dr Ste 300, Mckinney, TX 75070Phone Number
(214) 901-7526# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
181AUM (Assets Under Management)
$37,293,561Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/15/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Neil Krishnaswamy's CRS (Customer Relationship Summary).
Services Offered by Neil
- Business Services
- Risk Management & Insurance
- Financial Planning
- Education Funding
- Cashflow & Budgeting
- Estate & Legacy Planning
- Tax Planning
- Investment Management
- Retirement Planning
- Social Security & Medicare Planning
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