SAMUEL H. NOBLE

HARVEY INVESTMENT COMPANY | SENIOR VICE PRESIDENT

Louisville, KY 40207

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CRD#: 5983809

Professional summary

SAMUEL HUNTER NOBLE, who also goes by Hunter Noble, is a registered financial advisor currently at HARVEY INVESTMENT COMPANY, LLC located in Louisville, Kentucky.

SAMUEL is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. SAMUEL has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Biography

Hunter joined Harvey Investment Company in 2013 and is a Senior Vice President. He received a B.A. from the University of North Carolina at Chapel Hill in 2008, a J.D. from Valparaiso University in 2011, and an M.B.A. from the Kelley School of Business at Indiana University in 2017. After receiving his J.D. he worked at J.J.B. Hilliard, W.L. Lyons, Inc. as an Associate for its Investment Products Group. Hunter is the firm’s Chief Compliance Officer. In addition, he participates in equity research and manages portfolios.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hunter Noble

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view SAMUEL HUNTER NOBLE's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2013 - Present

HARVEY INVESTMENT COMPANY, LLC

Office #1: 297 North Hubbards Lane Suite 102, Louisville, KY 40207

RIA

CRD#: 110482

Louisville, KY

Past

October 29, 2012 - March 11, 2013

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

September 3, 2012 - March 11, 2013

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARVEY INVESTMENT COMPANY, LLC

CRD#: 110482 / SEC#: 801-58031

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(4/24/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/2012

General Securities Representative Examination

Current Firm

HARVEY INVESTMENT COMPANY, LLC

CRD#: 110482 / SEC#: 801-58031

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

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Contact information

Main Address

297 North Hubbards Lane Suite 102, Louisville, KY 40207

Mailing Address

Phone number

(502) 339-8270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 941,505,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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SAMUEL H. NOBLE

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view SAMUEL HUNTER NOBLE's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEY INVESTMENT COMPANY, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

HARVEY INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2012

Series 7

Date: 8/31/2012

Current Firm

HARVEY INVESTMENT COMPANY, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARVEY INVESTMENT COMPANY, LLC

TRUST BUT VERIFY

Contact information

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