Martin E. Lundgren
NORTHERN LIGHTS ADVISORS
Seattle, WA 98107
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CRD#: 5983774
Professional summary
Martin Erik Lundgren, CFP® is a registered financial advisor currently at NORTHERN LIGHTS ADVISORS, INC. located in Seattle, Washington.
Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Martin has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Martin Erik Lundgren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 15, 2013 - Present
NORTHERN LIGHTS ADVISORS, INC.
Office #1: 1448 Nw Market St Suite 500, Seattle, WA 98107RIA
CRD#: 167824
Seattle, WA
Past
November 27, 2012 - March 4, 2013
PATHSTONE
RIA
CRD#: 151736
WASHINGTON, DC
Past
October 4, 2011 - September 7, 2012
FORTIGENT, LLC
RIA
CRD#: 138164
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NL
NORTHERN LIGHTS ADVISORS, INC.
NORTHERN LIGHTS ADVISORS INC | NORTHERN LIGHTS ADVISORS, INC. | NORTHERN LIGHTS ADVISORS, INC
CRD#: 167824 / SEC#: 801-133961
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)California
Registered Investment Advisory firm - (10/24/2025 Termination Requested)District of Columbia
Registered Investment Advisory firm - (10/24/2025 Terminated)Texas
Registered Investment Advisory firm - (10/24/2025 Terminated)Virginia
Registered Investment Advisory firm - (10/28/2025 Terminated)Washington
Registered Investment Advisory firm - (10/24/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/26/2017)
IAR
Texas(6/15/2015)
IAR
Virginia(5/24/2016)
IAR
Washington(8/15/2013)
Exams
Current Firm
NL
NORTHERN LIGHTS ADVISORS, INC.
NORTHERN LIGHTS ADVISORS INC | NORTHERN LIGHTS ADVISORS, INC. | NORTHERN LIGHTS ADVISORS, INC
CRD#: 167824 / SEC#: 801-133961
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)California
Registered Investment Advisory firm - (10/24/2025 Termination Requested)District of Columbia
Registered Investment Advisory firm - (10/24/2025 Terminated)Texas
Registered Investment Advisory firm - (10/24/2025 Terminated)Virginia
Registered Investment Advisory firm - (10/28/2025 Terminated)Washington
Registered Investment Advisory firm - (10/24/2025 Termination Requested)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1448 Nw Market St Suite 500, Seattle, WA 98107
Mailing Address
Phone number
(206) 203-6638
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 131,717,958 |
Red Flags
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