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SP

Stacey A. Peters

Some features on this profile are disabled
CRD#: 5983623
SP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stacey Ann Peters, who also goes by Stacey Ann Cusato, was a registered financial professional .

Stacey is a previously registered financial professional and started their career in finance in 2014. Stacey had worked at 19 firms and has passed the Series 99TO, SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stacey Ann Cusato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 1, 2024 - March 3, 2025

ARMORY SECURITIES, LLC

BD
CRD#: 147796
EL SEGUNDO, CA
Past

July 2, 2024 - June 16, 2025

ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC

BD
CRD#: 326494
NEW YORK, NY
Past

October 20, 2023 - June 18, 2025

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION

BD
CRD#: 152920
NEW YORK, NY
Past

September 13, 2023 - June 27, 2025

PLEXUS ENERGY CAPITAL, LLC

BD
CRD#: 138263
LITTLETON, CO
Past

July 5, 2023 - June 16, 2025

WITHUM CAPITAL, LLC

BD
CRD#: 323214
WHIPPANY, NJ
Past

March 7, 2022 - June 18, 2025

BAKER TILLY CAPITAL, LLC

BD
CRD#: 115333
MADISON, WI
Past

March 15, 2021 - June 18, 2025

STERN CAPITAL LLC

BD
CRD#: 131226
NEW YORK, NY
Past

April 1, 2020 - July 2, 2025

PELOTON SECURITIES LLC

BD
CRD#: 304178
PORTSMOUTH, NH
Past

May 1, 2019 - June 27, 2025

UPMARKET SECURITIES LLC

BD
CRD#: 295634
MILPITAS, CA
Past

April 2, 2019 - July 1, 2025

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

February 27, 2019 - February 22, 2022

MFA SECURITIES, LLC

BD
CRD#: 173273
TEWKSBURY, MA
Past

January 11, 2019 - October 22, 2019

SFI INTERNATIONAL, LLC

BD
CRD#: 145510
BOCA RATON, FL
Past

January 11, 2019 - June 26, 2025

CRONUS PARTNERS LLC

BD
CRD#: 133392
SOUTHPORT, CT
Past

January 11, 2019 - June 30, 2025

MIT ASSOCIATES, LLC

BD
CRD#: 121171
TIBURON, CA
Past

June 6, 2018 - July 2, 2025

W G SECURITIES, LLC

BD
CRD#: 140869
WOODBRIDGE, CT
Past

April 27, 2018 - February 3, 2023

LIBERTY GLOBAL CAPITAL SERVICES, LLC

BD
CRD#: 134741
WABAN, MA
Past

April 27, 2018 - July 9, 2025

COVINGTON ASSOCIATES, LLC

BD
CRD#: 127437
BOSTON, MA
Past

April 26, 2018 - July 9, 2021

BOSTON INNOVATION CAPITAL, LLC

BD
CRD#: 268813
SOMERVILLE, MA
Past

November 7, 2014 - December 27, 2018

PRONET FINANCIAL PARTNERS LLC

BD
CRD#: 154601
LONDONDERRY, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/7/2014
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

AS
ARMORY SECURITIES, LLC
ARMORY SECURITIES, LLC | VICTORY PARK SECURITIES, LLC

CRD#: 147796 / SEC#: , 8-67929

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Mailing Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Phone number
(310) 798-7777
Established
Delaware since 05/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMORY GROUP, LLCMAJORITY MEMBER
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
PERISON, EBEN PAULCEO/SENIOR MANAGING DIRECTOR, POO2926828
ROMERO, MONIQUE VICTORIAFINOP6712654
TELL, NICHOLAS WILLIAM JR.SENIOR MANAGING DIRECTOR2349938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMORY SECURITIES, LLC

CRD#: 147796

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