Matthew C. Omalley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ciro Omalley, CFP®, who also goes by Matthew Ciro O'malley, Matt O'malley, Matthew Ciro Omalley, Matthew C Omalley, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2013. Matthew had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
August 2, 2018 - July 18, 2019
NADLER FINANCIAL GROUP, INC.
July 30, 2018 - July 22, 2019
AUSDAL FINANCIAL PARTNERS, INC.
January 26, 2017 - February 22, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 24, 2017 - February 22, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 16, 2015 - October 12, 2016
CHARLES SCHWAB & CO., INC.
December 10, 2013 - October 12, 2016
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
NADLER FINANCIAL GROUP, INC.
CRD#: 122617 / SEC#: 801-61462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NADLER FINANCIAL GROUP, INC.
CRD#: 122617 / SEC#: 801-61462
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,081 |
| AUM (Assets Under Management) | $ 1,919,058,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
