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KV

Kitson Washington Vaz

BROOKFIELD PRIVATE WEALTH
Chicago, IL
·CRD# 5983310·15 years experience

Professional Summary

Kitson Washington Vaz, who also goes by Kitson Washington Marr, Kitson Marr, is a registered financial advisor currently at BROOKFIELD PRIVATE WEALTH LLC located in Chicago, Illinois. Kitson is registered as a RR (Registered Representative) and started their career in finance in 2011. Kitson has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kitson Washington Marr, Kitson Marr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

BROOKFIELD PRIVATE WEALTH LLC·CRD# 313390
BD
110 N. Wacker Drive Suite 2700, Chicago, IL 60606
January 20, 2022 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Chicago, IL
April 12, 2016 - August 18, 2021
CALAMOS ADVISORS LLC·CRD# 105758
RIA
Naperville, IL
September 8, 2014 - March 8, 2016
CALAMOS FINANCIAL SERVICES LLC·CRD# 19850
BD
Naperville, IL
September 8, 2014 - March 8, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
New York, NY
January 17, 2012 - August 7, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
November 2, 2011 - August 7, 2014

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Current Firm

BP
BROOKFIELD PRIVATE WEALTH LLC

BROOKFIELD OAKTREE DISTRIBUTORS LLC | BROOKFIELD PRIVATE WEALTH LLC | BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC | BROOKFIELD OAKTREE WEALTH MANAGEMENT SOLUTIONS LLC

CRD#: 313390 / SEC#: 8-70722
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

Brookfield Place 225 Liberty Street 35th Floor, New York, NY, 10281

Mailing Address

Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281

Phone Number

(212) 549-8380

Established

Delaware since 02/04/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BROOKFIELD PRIVATE WEALTH HOLDINGS LLCMEMBER—
BECK, RAFAELFINANCE & OPERATIONS PRINCIPAL5718571
KONG, WENDYCHIEF COMPLIANCE OFFICER2653550
RICHARDSON, SCOTT KIMBALLHEAD OF LEGAL5011556
SIDOTI, VICTORIA ANNDIRECTOR OF FINANCE7617845
SWEENEY, JOHN MICHAELCHIEF EXECUTIVE OFFICER2554291

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(1/20/2022)
RR
New York
(1/14/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2011About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kitson Washington Vaz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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