Charles H. Rowan

BALANCED WEALTH MANAGEMENT

FOOTHILL RANCH, CA 92610

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CRD#: 5983233

Professional summary

Charles Harold Rowan is a registered financial advisor currently at BALANCED WEALTH MANAGEMENT located in Foothill Ranch, California and BALANCED WEALTH, INC. located in Scottsdale, Arizona.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT -INVESTMENT - RELATED -26632 TOWNE CENTRE DR, STE 300 FOOTHILL RANCH, CA 92610 -INSURANCE AGENT -POSITION: PRESIDENT -DATES: 2009 - PRESENT -HOURS PER MONTH: 80 HOURS -DUTIES: INSURANCE SERVICES 2. BALANCED WEALTH MANAGEMENT -INVESTMENT-RELATED -FOOTHILL RANCH, CA -INVESTMENT ADVISORY FIRM -INVESTMENT ADVISER REPRESENTATIVE & SOLE PROPRIETOR -SEPTEMBER 2011 -40 HRS PER MONTH DURING TRADING 3. BALANCED WEALTH, INC. -INVESTMENT-RELATED -SCOTTSDALE, AZ -INVESTMENT ADVISORY FIRM -INVESTMENT ADVISER REPRESENTATIVE & PRESIDENT -SEPTEMBER 2022 -15 HRS PER MONTH DURING TRADING 4. MORTGAGE BROKER -NON-INVESTMENT RELATED -SCOTTSDALE, AZ -15 HRS PER MONTH DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Harold Rowan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2014 - Present

BALANCED WEALTH MANAGEMENT

Office #1: 26632 Towne Centre Dr Suite 300, Foothill Ranch, CA 92610

RIA

CRD#: 159242

FOOTHILL RANCH, CA

Current

July 21, 2023 - Present

BALANCED WEALTH, INC.

Office #1: 20715 N. Pima Rd. #108, Scottsdale, AZ 85255

RIA

CRD#: 324140

Scottsdale, AZ

Past

December 5, 2011 - December 31, 2013

BALANCED WEALTH MANAGEMENT

RIA

CRD#: 159242

LAKE FOREST, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/21/2023)

IAR

California
(3/5/2014)

IAR

Texas
(3/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2011

Uniform Investment Adviser Law Examination

Current Firm

BALANCED WEALTH MANAGEMENT

BALANCED WEALTH MANAGEMENT | ROWAN, CHARLES HAROLD | BALANCED WEALTH SOLUTIONS

CRD#: 159242 / SEC#:

California

Registered Investment Advisory firm - (3/5/2014 Approved)

Texas

Registered Investment Advisory firm - (3/1/2022 Conditional Restricted)

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Contact information

Main Address

26632 Towne Centre Dr Suite 300, Foothill Ranch, CA 92610

Mailing Address

Phone number

(949) 677-5707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles H. Rowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Harold Rowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALANCED WEALTH MANAGEMENT

BALANCED WEALTH, INC.

BALANCED WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2011

Current Firm

BALANCED WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

BALANCED WEALTH MANAGEMENT

TRUST BUT VERIFY

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