Regis D. Dahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Regis Donald Dahl was a registered financial professional .
Regis is a previously registered financial professional and started their career in finance in 1969. Regis had worked at 12 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1992 - December 14, 1993
FAIRCHILD FINANCIAL GROUP, INC.
October 23, 1990 - March 9, 1992
J. EDMUND & CO.
October 24, 1989 - May 21, 1990
B C FINANCIAL CORPORATION
January 3, 1989 - May 23, 1989
FINNET SECURITIES, INC.
December 6, 1983 - October 26, 1988
BLINDER, ROBINSON & CO., INC.
April 13, 1981 - October 4, 1983
CENTENNIAL STATE SECURITIES, INC.
July 28, 1980 - April 23, 1981
INTERNATIONAL SECURITIES, INC.
June 20, 1975 - August 5, 1987
J DANIEL BELL & COMPANY, INC.
December 10, 1974 - April 24, 1977
DOUGLASS & CO. INCORPORATED
January 14, 1974 - January 5, 1975
BARTON AND COMPANY INCORPORATED
December 19, 1973 - February 28, 1974
BACHE & CO INCORPORATED
February 25, 1969 - January 12, 1974
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/21/1969
Registered Representative ExaminationSeries 00
Date: 12/12/1975
General Securities Principal ExaminationCurrent Firm
FAIRCHILD FINANCIAL GROUP, INC.
CRD#: 21404 / SEC#: , 8-38963
Contact information
Documents
Red Flags
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