Nicole M. Henderson
Professional summary
Nicole Marie Henderson MS. is a registered financial professional currently at MCNALLY CAPITAL SECURITIES, LLC located in Chicago, Illinois.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicole has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Henderson MS.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
MCNALLY CAPITAL SECURITIES, LLC
Office #1: 151 N. Franklin Street Suite 2650, Chicago, IL 60606October 2, 2022 - August 15, 2023
FAR HILLS GROUP, LLC.
October 26, 2011 - February 3, 2015
FAR HILLS GROUP, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2023)
Exams
Series 7TO
Date: 10/1/2022
General Securities Representative ExaminationFINRA
Current Firm
MCNALLY CAPITAL SECURITIES, LLC
CRD#: 159725 / SEC#: , 8-69010
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY CAPITAL, LLC | SOLE MEMBER | |
| LENART, BRIAN DOUGLAS | CHIEF COMPLIANCE OFFICER, AMLCO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, PFO/POO | 736107 |
Red Flags
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