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Craig John Mancinotti

HOVDE GROUP
Toledo, OH
·CRD# 5982874·14 years experience

Professional Summary

Craig John Mancinotti is a registered financial advisor currently at HOVDE GROUP, LLC located in Toledo, Ohio. Craig is registered as a RR (Registered Representative) and started their career in finance in 2011. Craig has worked at 2 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

HOVDE GROUP, LLC·CRD# 25425
BD
7600 Kings Pointe Road, Toledo, OH 43617
October 4, 2022 - Present
INVESTMENT BANK SERVICES, INC.·CRD# 18490
BD
Louisville, KY
December 20, 2011 - October 4, 2022

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Current Firm

HG
HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: 8-41597
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone Number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOVDE, STEVEN DONALDCHAIRMAN1907781
HOVDE, KIRK STEVENCHIEF EXECUTIVE OFFICER5552791
BARBARINE, NICKOLAS JOHNSENIOR MANAGING PARTNER2274812
CORSO, MICHAEL PATRICKPRINCIPAL AND HEAD OF DEPOSITORIES4978946
HEDREI, MICHAEL STEPHENMANAGING PARTNER/HEAD OF CAPITAL MARKETS4243972
DAVIS, PATRICIA LYNNCHIEF COMPLIANCE OFFICER5613123
DIJOHN, ANTHONY JOHNCFO/FINOP6370306

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(10/4/2022)
RR
Indiana
(10/4/2022)
RR
Kentucky
(10/5/2022)
RR
Michigan
(10/4/2022)
RR
Montana
(10/4/2022)
RR
Ohio
(10/4/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2012About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Mar 2019About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2011About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Dec 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Craig John Mancinotti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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