Michal Kowalczyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michal Kowalczyk, who also goes by Michael Kowalczyk, was a registered financial professional .
Michal is a previously registered financial professional and started their career in finance in 2015. Michal had worked at 1 firm and has passed the SIE, Series 7 and Series 34 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - July 6, 2016
SANTANDER INVESTMENT SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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