George J. Dahl
Professional summary
George Jeffrey Dahl MR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, George had worked at 15 firms, which includes REVERE SECURITIES LLC, NEWPORT COAST SECURITIES INC., WEDBUSH SECURITIES INC., BROOKSTREET SECURITIES CORPORATION, THE SEIDLER COMPANIES INCORPORATED, RBC CAPITAL MARKETS LLC, SUTRO & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, LEHMAN BROTHERS INC., J. DAVID SECURITIES INC., BATEMAN EICHLER HILL RICHARDS INCORPORATED, UBS FINANCIAL SERVICES INC., BLYTH EASTMAN DILLON & CO. INCORPORATED, DEAN WITTER & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - September 23, 2015
REVERE SECURITIES LLC
October 4, 2010 - November 11, 2014
NEWPORT COAST SECURITIES, INC.
July 2, 2007 - September 27, 2010
WEDBUSH SECURITIES INC.
November 21, 2006 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
May 6, 2005 - November 13, 2006
THE SEIDLER COMPANIES INCORPORATED
March 9, 2002 - May 2, 2005
RBC CAPITAL MARKETS, LLC
March 9, 1998 - March 9, 2002
SUTRO & CO. INCORPORATED
July 31, 1993 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
April 4, 1984 - June 26, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 27, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
July 21, 1983 - March 2, 1984
J. DAVID SECURITIES, INC.
January 7, 1981 - June 20, 1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 31, 1980 - February 2, 1981
UBS FINANCIAL SERVICES INC.
May 12, 1975 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
May 1, 1971 - July 23, 1975
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/17/1977
AMEX Put and Call ExamSeries 1
Date: 4/12/1971
Registered Representative ExaminationCurrent Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
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