Sara F. Gochenour

SALOMON AND LUDWIN

Richmond, VA 23238

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CRD#: 5981851

Professional summary

Sara Frazier Gochenour, who also goes by Sara Frazier Giegerich, is a registered financial advisor currently at SALOMON AND LUDWIN located in Richmond, Virginia.

Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Sara has worked at 3 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sara Frazier Giegerich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Frazier Gochenour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2026 - Present

SALOMON AND LUDWIN

Office #1: 1401 Gaskins Road, Richmond, VA 23238

RIA

CRD#: 292456

Richmond, VA

Past

July 7, 2025 - May 4, 2026

HERITAGE WEALTH ADVISORS

RIA

CRD#: 137484

RICHMOND, VA

Past

January 12, 2012 - January 23, 2024

DORSEY, WRIGHT & ASSOCIATES, LLC

RIA

CRD#: 104925

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALOMON AND LUDWIN

SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC

CRD#: 292456 / SEC#: 801-112494

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/20/2026)

IAR

Virginia
(5/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 10/23/2017

National Commodity Futures Examination

Current Firm

SALOMON AND LUDWIN

SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC

CRD#: 292456 / SEC#: 801-112494

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

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Contact information

Main Address

1401 Gaskins Road, Richmond, VA 23238

Mailing Address

Phone number

(804) 592-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/15/2026)

2A BROCHURE (2/15/2026)

Regulatory assets under management

Total Number of Accounts	1,602
AUM (Assets Under Management)	$ 1,337,497,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sara F. Gochenour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Frazier Gochenour's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALOMON AND LUDWIN

HERITAGE WEALTH ADVISORS

DORSEY, WRIGHT & ASSOCIATES, LLC

Primary Firm SEC Registration

SALOMON AND LUDWIN

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2012

Series 3

Date: 10/23/2017

Current Firm

SALOMON AND LUDWIN

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SALOMON AND LUDWIN

TRUST BUT VERIFY

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