Jacqueline Duran

DURAN CAPITAL MANAGEMENT

Santa Barbara, CA 93101

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CRD#: 5981752

Professional summary

Jacqueline Duran, who also goes by Jacqueline Cipriano, is a registered financial advisor currently at DURAN CAPITAL MANAGEMENT, LLC located in Santa Barbara, California.

Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jacqueline has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacqueline Cipriano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*305815 - Standing Together To End Sexual Assault; Investment related No; Santa Barbara, CA; Social service and counceling; Board Member (proprietor, partner, officer, director, employee, trustee, agent); May 2015; After business hours: 0.05 * 407094 - Montecito Union School Board; Investment related No; Santa Barbara, CA; Public Schools; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Duran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2022 - Present

DURAN CAPITAL MANAGEMENT, LLC

Office #1: 15 W. Carrillo Street Suite 100, Santa Barbara, CA 93101

RIA

CRD#: 321779

Santa Barbara, CA

Past

September 30, 2016 - July 6, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Santa Barbara, CA

Past

September 30, 2016 - July 6, 2022

MORGAN STANLEY

CRD#: 149777

Santa Barbara, CA

Past

May 14, 2014 - October 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA BARBARA, CA

Past

May 14, 2014 - October 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA BARBARA, CA

Past

December 20, 2011 - May 12, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA BARBARA, CA

Past

November 14, 2011 - May 12, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA BARBARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2011

General Securities Representative Examination

Current Firm

DURAN CAPITAL MANAGEMENT, LLC

CRD#: 321779 / SEC#: 801-125849

RIA

Registered Investment Advisory firm - (11/23/2022 Terminated)

California

Registered Investment Advisory firm - (11/21/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

15 W. Carrillo Street Suite 100, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 284-2037

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 42,388,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacqueline Duran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Duran's CRS (Customer Relationship Summary).

Certified licenses

Experience

DURAN CAPITAL MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2011

Current Firm

DURAN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DURAN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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