Giovanni Forte

BOLTON INVESTMENT

Towson, MD 21204

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CRD#: 5981423

Professional summary

Giovanni Forte is a registered financial advisor currently at BOLTON INVESTMENT located in Towson, Maryland.

Giovanni is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Giovanni has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giovanni Forte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2016 - Present

BOLTON INVESTMENT

Office #1: 1 W. Pennsylvania Ave. Suite 600, Towson, MD 21204

RIA

CRD#: 104684

Towson, MD

Past

May 31, 2016 - July 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HUNT VALLEY, MD

Past

May 31, 2016 - July 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HUNT VALLEY, MD

Past

November 7, 2014 - September 10, 2015

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Past

July 24, 2013 - October 9, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SUDBROOK, MD

Past

July 24, 2013 - October 9, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SUDBROOK, MD

Past

March 12, 2013 - July 12, 2013

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

July 18, 2012 - July 12, 2013

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOLTON INVESTMENT

CRD#: 104684 / SEC#: 801-46685

RIA

Registered Investment Advisory firm - (7/6/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BOLTON INVESTMENT

CRD#: 104684 / SEC#: 801-46685

RIA

Registered Investment Advisory firm - (7/6/1994 Approved)

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Contact information

Main Address

1 W. Pennsylvania Ave. Suite 600, Towson, MD 21204

Mailing Address

Phone number

(410) 547-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BOLTON PARTNERS FORM ADV PART 2 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 138,533,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Giovanni Forte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giovanni Forte's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

T. ROWE PRICE INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BOLTON INVESTMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2013

SIE

Date: 7/26/2016

Series 7

Date: 1/29/2013

Series 6

Date: 7/17/2012

Current Firm

BOLTON INVESTMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOLTON INVESTMENT

TRUST BUT VERIFY

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