Lawrence L. Livornese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Louis Livornese, who also goes by Lawrence Louis Livornese III, Lawrence Livornese, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2011. Lawrence had worked at 7 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2025 - August 4, 2026
4170 SECURITIES LLC
November 1, 2019 - November 29, 2023
CITADEL SECURITIES LLC
November 1, 2019 - November 29, 2023
CITADEL SECURITIES INSTITUTIONAL LLC
April 21, 2017 - August 23, 2019
GOLDMAN SACHS & CO. LLC
January 9, 2015 - March 29, 2017
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 17, 2014 - March 29, 2017
SUSQUEHANNA SECURITIES, LLC
October 7, 2011 - March 29, 2017
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/25/2013
Limited Representative-Equity Trader ExamCurrent Firm
4170 SECURITIES LLC
CRD#: 326718 / SEC#: , 8-71102
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
