Christopher T. Fusco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thomas Fusco was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2019 - June 17, 2020
JOSEPH STONE CAPITAL L.L.C.
July 28, 2017 - May 20, 2019
ARIVE CAPITAL MARKETS
June 6, 2017 - October 24, 2017
VANTAGE WEALTH MANAGEMENT LLC
July 7, 2015 - August 28, 2017
JOSEPH STONE CAPITAL L.L.C.
June 21, 2012 - July 29, 2015
CAPE INVESTMENT ADVISORY, INC.
November 4, 2011 - July 29, 2015
CAPE SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
