PR
Phillip T. Ramsey
UNCOMMON WEALTH PARTNERS
Ankeny, IA
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CRD#: 5981032
PR
Professional summary
Phillip Todd Ramsey is a registered financial advisor currently at UNCOMMON WEALTH PARTNERS, LLC located in Ankeny, Iowa.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Phillip has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Ramsey0126 LLC; Investment Related; 914 NE 53rd Ct. Ankeny, IA 50021; Corporation set up to aid with taxes; President and CEO; 07/02/2015; Hour hours Per Month; 0 Hours Spent During Trading Hours; Allocate Funds and Manage the Money.
(2) ACCELERATION GROUP; NOT INVESTMENT RELATED; 5460 MERLE HAY ROAD SUITE J, JOHNSTON, IA 50131; COACHING OTHERS HOW TO SELL LIFE INSURANCE; COACHING; STARTED 1/1/2015; APX 1 HOUR/MONTH, NONE DURING TRADING; TRAIN LIFE INSURANCE AGENTS
(3) COLEMAN QUINER DEWHURST AND RAMSEY; INVESTMENT RELATED; 5460 MERLE HAY ROAD SUITE J, JOHNSTON, IA 50131; COMPANY SET UP TO PUT IN REVENUE; PARTNER AND ADVISOR; STARTED 3/1/2016; APX 0 HOURS/MONTH, 0 DURING TRADING; CORPORATION USED FOR REVENUE
(4) HOA PRESIDENT; NOT INVESTMENT RELATED; 914 NE 53RD CT, ANKENY, IA 50021; CHARITY/NON-PROFIT; PRESIDENT; STARTED 1/1/2014; APX 1 HOUR/MONTH, .0002 DURING TRADING; SIGN OFF WHEN PEOPLE WANT TO MOVE, MAKE SURE THEY PAY THEIR DUES
(5) SPIKEBALL; NOT INVESTMENT RELATED; 914 NE 53RD CT, ANKENY, IA 50021; PROMOTE A NEW SPORT CALLED SPIKEBALL; AMBASSADOR; STARTED 1/1/2015; APX 5 HOURS/MONTH, NONE DURING TRADING; PROMOTE SPIKEBALL
(6) THE FOUNDATION GROUP; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA NAME; ADVISOR; STARTED 10/1/2016; APX 160 HOURS/MONTH, ALL DURING TRADING; DBA NAME
(7) PHILLIP RAMSEY; OT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; REVERSE MORTGAGES; REP; STARTED 10/1/2016; APX 4 HOURS/MONTH, 0.5 DURING TRADING; WHEN THE SITUATION COMES UP MAKING THE CONNECTION TO LOOK INTO A HOME EQUITY CONVERSION MORTGAGE
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Todd Ramsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2017 - Present
UNCOMMON WEALTH PARTNERS, LLC
RIA
CRD#: 288676
Ankeny, IA
Past
September 2, 2016 - November 2, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
JOHNSTON, IA
Past
September 2, 2016 - July 20, 2017
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
ANKENY, IA
Past
September 2, 2016 - November 2, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
JOHNSTON, IA
Past
September 1, 2016 - July 20, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
ANKENY, IA
Past
August 12, 2015 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
JOHNSTON, IA
Past
December 9, 2014 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
JOHNSTON, IA
Past
July 2, 2012 - December 22, 2014
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WEST DES MOINES, IA
Past
January 18, 2012 - July 6, 2012
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
WEST DES MOINES, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(6/22/2017)
IAR
Louisiana(5/23/2024)
IAR
Texas(9/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UW
UNCOMMON WEALTH PARTNERS, LLC
UNCOMMON WEALTH PARTNERS | UWP LLC | UNCOMMON WEALTH PARTNERS, LLC
CRD#: 288676 / SEC#:
Iowa
Registered Investment Advisory firm - (6/22/2017 Approved)Louisiana
Registered Investment Advisory firm - (5/23/2024 Approved)Texas
Registered Investment Advisory firm - (9/20/2017 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Ankeny, IA
Mailing Address
Phone number
(515) 650-3009
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 204 |
| AUM (Assets Under Management) | $ 34,000,000 |
Red Flags
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