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KM

Kristian S. Maccarter

Q ADVISORS LLC
DENVER, CO 80202
Some features on this profile are disabled
CRD#: 5981015
KM

Professional summary

Kristian Steffen Maccarter is a registered financial professional currently at Q ADVISORS LLC located in Denver, Colorado.

Kristian is registered as a RR (Registered Representative) and started their career in finance in 2011. Kristian has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristian Steffen Maccarter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2020 - Present

Q ADVISORS LLC

Office #1: 999 18th Street Suite 2015, Denver, CO 80202Office #2: Maximilianstrabe 13 3rd Floor, Munich, 80539
BD
CRD#: 127232
DENVER, CO
Past

August 7, 2019 - February 4, 2021

BRYAN GARNIER SECURITIES, LLC

BD
CRD#: 152528
NEW YORK, NY
Past

April 6, 2016 - September 15, 2016

BRYAN GARNIER SECURITIES, LLC

BD
CRD#: 152528
NEW YORK, NY
Past

December 6, 2011 - April 30, 2014

Q ADVISORS LLC

BD
CRD#: 127232
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(12/18/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/5/2011
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QA
Q ADVISORS LLC
Q ADVISORS LLC

CRD#: 127232 / SEC#: , 8-65975

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
999 18th Street Suite 2015, Denver, CO 80202
Mailing Address
999 18th Street Suite 2015, Denver, CO 80202
Phone number
(303) 996-9660
Established
Colorado since 07/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
Q CONSULTING LLCMEMBER AND MANAGER
DEHAVEN, RICHARD GERARDMEMBER AND MANAGER5463464
COLLINS, ELIZABETH SARAHFINOP4714831
QUINN, MICHAEL SCOTTCHIEF COMPLIANCE OFFICER4666153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

Q ADVISORS LLC

CRD#: 127232Denver, CO 80202

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