Eric M. Kroll
Professional summary
Eric Michael Kroll is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2012. Eric has worked at 4 firms and has passed the Series 65, Series 66, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Michael Kroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2016 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 6th Floor, New York, NY 10285December 22, 2015 - June 30, 2016
ICAP SECURITIES USA LLC
September 24, 2015 - December 24, 2015
MILLENNIAL ADVISERS, LLC.
May 10, 2012 - December 24, 2015
ALLIED MILLENNIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2016)
(6/17/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/19/2016
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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