Ali S. Seifi
Professional summary
Ali Seyed Seifi, CFP®, who also goes by Seyed Ali Sifi Torbaghan, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Phoenix, Arizona.
Ali is registered as a RR (Registered Representative) and started their career in finance in 2012. Ali has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ali Seyed Seifi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2023 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 29, 2023 - January 3, 2024
J.P. MORGAN SECURITIES LLC
October 6, 2022 - January 5, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
October 5, 2022 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
April 17, 2014 - October 4, 2022
ALLIANZ LIFE FINANCIAL SERVICES, LLC
November 7, 2013 - April 8, 2014
MML INVESTORS SERVICES, LLC
January 3, 2012 - November 11, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2023)
Exams
Series 7TO
Date: 2/8/2024
General Securities Representative ExaminationFINRA
Current Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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