Peter M. Bates
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Moseley Bates was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2011. Peter had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2023 - December 31, 2024
GREENSIDE CAPITAL MANAGEMENT LLC
November 24, 2014 - June 1, 2015
ALPS DISTRIBUTORS, INC.
February 20, 2014 - November 21, 2014
QUASAR DISTRIBUTORS, LLC
December 20, 2011 - February 18, 2014
LORD, ABBETT & CO. LLC
October 24, 2011 - February 18, 2014
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREENSIDE CAPITAL MANAGEMENT LLC
CRD#: 326522 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 39,816 |
Red Flags
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