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QW

Quan Quan Wang

TOSS SECURITIES US LLC
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 5980121
QW

Professional summary

Quan Quan Wang, who also goes by Sammi Wang, is a registered financial professional currently at TOSS SECURITIES US LLC located in New York, New York.

Quan Quan is registered as a RR (Registered Representative) and started their career in finance in 2011. Quan Quan has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 11 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sammi Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Quan Quan Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2025 - Present

TOSS SECURITIES US LLC

Office #1: 1250 Broadway Suite 2601, New York, NY 10001
BD
CRD#: 333338
NEW YORK, NY
Past

October 24, 2011 - July 10, 2025

FIRSTRADE SECURITIES INC.

BD
CRD#: 16843
FLUSHING, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/5/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/14/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 11
Date: 10/21/2011
Assistant Representative-Order Processing Qualification Exam
Principal/Supervisory Exam
RR
Series 24
Date: 1/27/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TOSS SECURITIES US LLC
TOSS SECURITIES US LLC | TSA FINANCIAL LLC

CRD#: 333338 / SEC#: , 8-71293

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1250 Broadway Suite 2601, New York, NY 10001
Mailing Address
1250 Broadway Suite 2601, New York, NY 10001
Phone number
(561) 926-1810
Established
Delaware since 08/23/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TOSS SECURITIES AMERICAS INC.SOLE MEMBER
DONOVAN, ROBERTO ETTORECHIEF COMPLIANCE OFFICER2389987
HAGEN, RICHARD JOHN JRCHIEF EXECUTIVE OFFICER2185011
SILVESTRO, MICHELE ANNFINOP, PFO, POO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOSS SECURITIES US LLC

CRD#: 333338New York, NY 10001

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