Gerald D. Fiess

VENTURA WEALTH MANAGEMENT

Yardley, PA 19067

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CRD#: 5979492

Professional summary

Gerald D Fiess, who also goes by Gerald David Fiess, is a registered financial advisor currently at VENTURA WEALTH MANAGEMENT located in Yardley, Pennsylvania.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Gerald has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald David Fiess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald D Fiess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2021 - Present

VENTURA WEALTH MANAGEMENT

Office #1: 820 Township Line Road Suite 100, Yardley, PA 19067

RIA

CRD#: 152301

Yardley, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VENTURA WEALTH MANAGEMENT

NVWM LLC | VENTURA WEALTH MANAGEMENT

CRD#: 152301 / SEC#: 801-70883

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2021

Uniform Investment Adviser Law Examination

Current Firm

VENTURA WEALTH MANAGEMENT

NVWM LLC | VENTURA WEALTH MANAGEMENT

CRD#: 152301 / SEC#: 801-70883

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

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Contact information

Main Address

820 Township Line Road Suite 100, Yardley, PA 19067

Mailing Address

Phone number

(866) 899-0068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,512
AUM (Assets Under Management)	$ 599,560,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerald D. Fiess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald D Fiess's CRS (Customer Relationship Summary).

Certified licenses

Experience

VENTURA WEALTH MANAGEMENT

Primary Firm SEC Registration

VENTURA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2021

Current Firm

VENTURA WEALTH MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VENTURA WEALTH MANAGEMENT

TRUST BUT VERIFY

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