Clark M. Blackman

ALPHA WEALTH STRATEGIES

Cypress, TX

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CRD#: 5979102

Professional summary

Clark Monroe Blackman III, AIF®, CFP® is a registered financial advisor currently at ALPHA WEALTH STRATEGIES, LLC located in Cypress, Texas.

Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Clark has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Monroe Blackman III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

March 21, 2020 - Present

ALPHA WEALTH STRATEGIES, LLC

RIA

CRD#: 139757

Cypress, TX

Past

February 22, 2016 - October 19, 2017

PATRIOT WEALTH MANAGEMENT, INC.

RIA

CRD#: 130447

HOUSTON, TX

Past

September 27, 2013 - August 29, 2014

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HOUSTON, TX

Past

July 29, 2013 - March 29, 2016

MBR FINANCIAL

RIA

CRD#: 168333

HOUSTON, TX

Past

February 14, 2012 - October 1, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

HOUSTON, TX

Past

December 6, 2011 - October 1, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA WEALTH STRATEGIES, LLC

ALPHA WEALTH STRATEGIES, LLC | CLARK MONROE BLACKMAN L.L.C.

CRD#: 139757 / SEC#: 801-121887

RIA

Registered Investment Advisory firm - (7/28/2021 Approved)

Texas

Registered Investment Advisory firm - (8/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/5/2011

General Securities Representative Examination

Current Firm

ALPHA WEALTH STRATEGIES, LLC

ALPHA WEALTH STRATEGIES, LLC | CLARK MONROE BLACKMAN L.L.C.

CRD#: 139757 / SEC#: 801-121887

RIA

Registered Investment Advisory firm - (7/28/2021 Approved)

Texas

Registered Investment Advisory firm - (8/12/2021 Terminated)

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Contact information

Main Address

Cypress, TX

Mailing Address

9212 Fry Road Ste 105 Pmb 342, Cypress, TX 77433

Phone number

(281) 758-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (BROCHURE SUPPLEMENT) (3/18/2025)

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 193,462,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clark M. Blackman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Monroe Blackman III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA WEALTH STRATEGIES, LLC

PATRIOT WEALTH MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MBR FINANCIAL

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

ALPHA WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2012

Series 7

Date: 12/5/2011

Current Firm

ALPHA WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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