Carmine Raimo
Professional summary
Carmine Raimo IV, who also goes by Carmine Raimo, Carmine Raimo IV, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Carmine is registered as a RR (Registered Representative) and started their career in finance in 2011. Carmine has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carmine Raimo IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2023 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004April 10, 2017 - May 18, 2023
NEWBRIDGE SECURITIES CORPORATION
February 4, 2017 - April 13, 2017
NATIONAL SECURITIES CORPORATION
April 5, 2013 - October 5, 2016
NATIONAL SECURITIES CORPORATION
December 14, 2011 - April 9, 2013
B. RILEY WEALTH MANAGEMENT
September 29, 2011 - November 14, 2011
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2023)
(1/22/2024)
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(3/8/2024)
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(12/1/2023)
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(12/13/2023)
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(5/23/2023)
(5/17/2023)
(1/17/2024)
(10/13/2025)
(5/17/2023)
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(5/17/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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