Jake A. Norton

STEWARDSHIP FINANCIAL

Gilbert, AZ 85296

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CRD#: 5979082

Professional summary

Jake Atwood Norton, who also goes by Jake A. Norton, is a registered financial advisor currently at STEWARDSHIP FINANCIAL located in Gilbert, Arizona.

Jake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jake has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake A. Norton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2012-PRESENT: INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/GILBERT, AZ/INSURANCE SALES AND SERVICE VIA UNAFFILIATED ISSUERS VIA STEWARDSHIP PLANNING, LLC (CONTROL PERSON OF AGENCY)/INVOLVES 10% TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS.// LEGAL DOCUMENT PREPARATION VIA STEWARDSHIP PLANNING, LLC (CONTROL PERSON OF AGENCY). WORKS WITH A CERTIFIED LEGAL DOCUMENT PREPARER TO OFFER THIS SERVICE TO ARIZONA RESIDENTS. 5% TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Atwood Norton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2015 - Present

STEWARDSHIP FINANCIAL

Office #1: 1094 S Gilbert Rd #210, Gilbert, AZ 85296

RIA

CRD#: 281386

Gilbert, AZ

Past

December 13, 2011 - August 10, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHOENIX, AZ

Past

November 5, 2011 - August 10, 2015

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/10/2015)

IAR

California
(9/4/2018)

IAR

Texas
(5/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2011

General Securities Representative Examination

Current Firm

STEWARDSHIP FINANCIAL

ILLUMINATE FINANCIAL PLANNING | THE ILLUMINATE GROUP, LLC | STEWARDSHIP FINANCIAL

CRD#: 281386 / SEC#:

Arizona

Registered Investment Advisory firm - (9/10/2015 Approved)

California

Registered Investment Advisory firm - (9/4/2018 Approved)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1094 S Gilbert Rd #210, Gilbert, AZ 85296

Mailing Address

Phone number

(602) 777-3327

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 70,011,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jake A. Norton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Atwood Norton's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARDSHIP FINANCIAL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2011

SIE

Date: 8/10/2015

Series 7

Date: 11/4/2011

Current Firm

STEWARDSHIP FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEWARDSHIP FINANCIAL

TRUST BUT VERIFY

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