Anthony Gencarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Gencarelli was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2011. Anthony had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2017 - May 25, 2023
FISHER INVESTMENTS
May 22, 2017 - June 21, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - June 21, 2017
MML INVESTORS SERVICES, LLC
February 5, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
March 19, 2013 - February 22, 2016
WOODSTOCK FINANCIAL GROUP, INC.
April 23, 2012 - March 20, 2013
ROCKWELL GLOBAL CAPITAL LLC
February 17, 2012 - April 11, 2012
BROOKSTONE SECURITIES, INC.
September 19, 2011 - March 7, 2012
ROCKWELL GLOBAL CAPITAL LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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