Eric F. Sacco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Francis Sacco, who also goes by Eric F Sacco, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2012. Eric had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2014 - March 13, 2018
CIRCLEUP
May 22, 2014 - September 18, 2014
I-BANKERS DIRECT, LLC
April 18, 2013 - September 18, 2014
I-BANKERS SECURITIES, INC.
January 20, 2012 - February 27, 2012
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CIRCLEUP
CRD#: 161785 / SEC#: , 8-69052
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
