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PP

Philip G. Pizzurro

GENERATIONAL CAPITAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5978671
PP

Professional summary

Philip Gerard Pizzurro, CFA, who also goes by Phil Pizzurro, is a registered financial professional currently at GENERATIONAL CAPITAL MARKETS INC. located in Chicago, Illinois.

Philip is registered as a RR (Registered Representative) and started their career in finance in 2011. Philip has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Phil Pizzurro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Philip Gerard Pizzurro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

December 12, 2011 - Present

GENERATIONAL CAPITAL MARKETS INC.

Office #1: 125 S. Wacker Drive Suite 300, Chicago, IL 60606
BD
CRD#: 145869
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/9/2012)
RR
Indiana
(1/9/2012)
RR
Massachusetts
(7/16/2020)
RR
Michigan
(10/14/2013)
RR
Minnesota
(10/14/2013)
RR
Missouri
(11/1/2016)
RR
Ohio
(12/12/2011)
RR
Pennsylvania
(6/29/2023)
RR
Wisconsin
(10/14/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/10/2011
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GENERATIONAL CAPITAL MARKETS INC.
GENERATIONAL CAPITAL MARKETS INC. | ZURICH CAPITAL PARTNERS, INC

CRD#: 145869 / SEC#: , 8-67761

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3400 N. Central Expressway Suite 100, Richardson, TX 75082
Mailing Address
3400 N. Central Expressway Suite 100, Richardson, TX 75082
Phone number
(972) 448-1000
Established
Nevada since 08/23/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GENERATIONAL CAPITAL, LLC.SOLE SHAREHOLDER
HECKERT, CHRISTOPHER FRANKSUPERVISING PRINCIPAL4734607
HOFSTADTER, BRENEN MICHAELPRESIDENT, SUPERVISING PRINCIPAL AND CHIEF COMPLIANCE OFFICER4296591
STERLING, DONALD WILLIAMFINOP/CFO/PFO/POO1192425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENERATIONAL CAPITAL MARKETS INC.

CRD#: 145869Chicago, IL 60606

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