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YR

Yuting Ren

5D PARTNERS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 5978534
YR

Professional summary


Yuting Ren, who also goes by Renee Yuting Ren, Alexandra Wynn, is a registered financial professional currently at 5D PARTNERS LLC located in New York, New York.

Yuting is registered as a RR (Registered Representative) and started their career in finance in 2012. Yuting has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 56 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Renee Yuting Ren | Alexandra Wynn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Yuting Ren's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 21, 2024 - Present

5D PARTNERS LLC

Office #1: 535 Fifth Ave 4th Floor, New York, NY 10017
BD
CRD#: 308304
New York, NY
Past

June 14, 2022 - August 9, 2022

5D PARTNERS LLC

BD
CRD#: 308304
New York, NY
Past

July 20, 2020 - June 30, 2022

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

February 7, 2012 - August 5, 2013

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/11/2025)
RR
New York
(10/30/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/30/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 7/20/2020
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 56
Date: 2/6/2012
Proprietary Trader Qualification Examination
SRO Registrations
RR
FINRA

Current Firm


5P
5D PARTNERS LLC
5D INVESTMENT BANK | THE BANK OF SPORTS | THE BANK OF ARTS | 5D SECURITIES | 5D PARTNERS LLC | 5D PARTNERS INVESTMENT BANK | 5D PARTNERS

CRD#: 308304 / SEC#: , 8-70635

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
535 Fifth Ave 4th Floor, New York, NY 10017
Mailing Address
535 Fifth Ave 4th Floor, New York, NY 10017
Phone number
(212) 852-0295
Established
Delaware since 03/10/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
5DP HOLDING LLCPARENT COMPANY
ALAOUI, SAM HICHAMEXECUTIVE PRINCIPAL / FINOP4640450
BLAGYY, NAZARIYCCO

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


5D PARTNERS LLC

CRD#: 308304New York, NY 10017

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