Yuting Ren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuting Ren, who also goes by Renee Yuting Ren, Alexandra Wynn, was a registered financial professional .
Yuting is a previously registered financial professional and started their career in finance in 2012. Yuting had worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2024 - February 17, 2026
5D PARTNERS LLC
June 14, 2022 - August 9, 2022
5D PARTNERS LLC
July 20, 2020 - June 30, 2022
T3 TRADING GROUP, LLC
February 7, 2012 - August 5, 2013
WTS PROPRIETARY TRADING GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/20/2020
Securities Trader ExamSeries 56
Date: 2/6/2012
Proprietary Trader Qualification ExaminationCurrent Firm
5D PARTNERS LLC
CRD#: 308304 / SEC#: , 8-70635
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 5DP HOLDING LLC | PARENT COMPANY | |
| ALAOUI, SAM HICHAM | EXECUTIVE PRINCIPAL / FINOP | 4640450 |
| BLAGYY, NAZARIY | CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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