Yuting Ren
Professional Summary
Yuting Ren, who also goes by Renee Yuting Ren, Alexandra Wynn, was a registered financial advisor. Yuting was a previously registered financial professional and started their career in finance 2012 - 2026. Yuting had worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 56 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Renee Yuting Ren, Alexandra Wynn
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
5D INVESTMENT BANK | GROUNDWATER SECURITIES | 5D SECURITIES | 5D PARTNERS LLC | 5D PARTNERS INVESTMENT BANK | 5D PARTNERS
Contact Information
Main Address
535 Fifth Ave 4th Floor, New York, NY 10017Mailing Address
535 Fifth Ave 4th Floor, New York, NY 10017Phone Number
(212) 852-0295Established
Delaware since 03/10/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 5DP HOLDING LLC | PARENT COMPANY | — |
| ALAOUI, SAM HICHAM | EXECUTIVE PRINCIPAL / FINOP | 4640450 |
| BLAGYY, NAZARIY | CCO | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Feb 2012Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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