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Venkatesh Kommineni

Some features on this profile are disabled
CRD#: 5978511
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Venkatesh Kommineni was a registered financial professional .

Venkatesh is a previously registered financial professional and started their career in finance in 2011. Venkatesh had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 28, 2024 - April 10, 2026

360 ONE INC.

BD
CRD#: 329291
NEW YORK, NY
Past

April 30, 2020 - September 11, 2024

IIFL CAPITAL INC.

BD
CRD#: 149073
NEW YORK, NY
Past

April 11, 2019 - December 4, 2020

IIFL INC.

BD
CRD#: 297226
NEW YORK, NY
Past

November 8, 2011 - May 1, 2019

IIFL CAPITAL INC.

BD
CRD#: 149073
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/11/2013
General Securities Principal Examination

Current Firm

3O
360 ONE INC.
360 ONE INC.

CRD#: 329291 / SEC#: , 8-71213

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1120 Avenue Of The Americas Suite 4027, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas Suite 4027, New York, NY 10036
Phone number
(212) 221-6800
Established
New York since 01/30/2008
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
360 ONE WAM LIMITEDSHAREHOLDER
CULLINANE, JOHN REIDCHIEF COMPLIANCE OFFICER5003588
KOMMINENI, VENKATESHPRESIDENT5978511
KOMMINENI, VENKATESHDIRECTOR OF THE BOARD5978511
MURARKA, NIRAJ KUMARDIRECTOR OF THE BOARD7885962
OBSBAUM, FREDRIC MICHAELFINOP, PFO, POO1160811
WADHWA, SANJAY TULSIODIRECTOR OF THE BOARD7885915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

360 ONE INC.

CRD#: 329291

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