Venkatesh Kommineni

360 ONE

NEW YORK, NY 10036

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CRD#: 5978511

Professional summary

Venkatesh Kommineni is a registered financial professional currently at 360 ONE INC. located in New York, New York.

Venkatesh is registered as a RR (Registered Representative) and started their career in finance in 2011. Venkatesh has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Venkatesh Kommineni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

360 ONE INC.

Office #1: 1120 Avenue Of The Americas Suite 4027, New York, NY 10036

CRD#: 329291

NEW YORK, NY

Past

April 30, 2020 - September 11, 2024

IIFL CAPITAL INC.

CRD#: 149073

NEW YORK, NY

Past

April 11, 2019 - December 4, 2020

IIFL INC.

CRD#: 297226

NEW YORK, NY

Past

November 8, 2011 - May 1, 2019

IIFL CAPITAL INC.

CRD#: 149073

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/13/2024)

Connecticut
(10/3/2024)

District of Columbia
(10/11/2024)

Florida
(10/23/2024)

Georgia
(11/5/2024)

Massachusetts
(1/2/2025)

New Jersey
(9/23/2024)

New Mexico
(9/10/2024)

New York
(8/29/2024)

North Carolina
(10/7/2024)

Ohio
(9/30/2024)

Oregon
(9/30/2024)

Pennsylvania
(9/12/2024)

Puerto Rico
(2/26/2025)

Texas
(9/26/2024)

Utah
(10/1/2024)

Virginia
(10/15/2024)

Exams

State Security Law Exam

Series 63

Date: 11/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

360 ONE INC.

CRD#: 329291 / SEC#: , 8-71213

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1120 Avenue Of The Americas Suite 4027, New York, NY 10036

Mailing Address

1120 Avenue Of The Americas Suite 4027, New York, NY 10036

Phone number

(212) 221-6800

Established

New York since 01/30/2008

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
360 ONE WAM LIMITED	SHAREHOLDER
CULLINANE, JOHN REID	CHIEF COMPLIANCE OFFICER	5003588
KOMMINENI, VENKATESH	PRESIDENT	5978511
KOMMINENI, VENKATESH	DIRECTOR OF THE BOARD	5978511
MURARKA, NIRAJ KUMAR	DIRECTOR OF THE BOARD	7885962
OBSBAUM, FREDRIC MICHAEL	FINOP, PFO, POO	1160811
WADHWA, SANJAY TULSIO	DIRECTOR OF THE BOARD	7885915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Venkatesh Kommineni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Venkatesh Kommineni's CRS (Customer Relationship Summary).

Certified licenses

Experience

IIFL CAPITAL INC.

IIFL INC.

IIFL CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/14/2011

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/6/2011

Series 24

Date: 4/11/2013

FINRA

Current Firm

360 ONE INC.

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

360 ONE INC.

TRUST BUT VERIFY

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