TP
Tomas A. Povedano
USCA SECURITIES
Houston, TX 77027
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CRD#: 5978458
TP
Professional summary
Tomas Antonio Povedano, who also goes by Tom Povedano, Tommy Povedano, is a registered financial professional currently at USCA SECURITIES LLC located in Houston, Texas and ASHTON THOMAS SECURITIES, LLC located in Rochester, New York.
Tomas is registered as a RR (Registered Representative) and started their career in finance in 2023. Tomas has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tom Povedano | Tommy Povedano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tomas Antonio Povedano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2025 - Present
USCA SECURITIES LLC
Office #1: 4444 Westheimer Suite G500, Houston, TX 77027BD
CRD#: 103789
Houston, TX
Current
April 6, 2026 - Present
ASHTON THOMAS SECURITIES, LLC
Office #1: 200 Canal View Blvd. Ste. 204, Rochester, NY 14623RIA
BD
CRD#: 16629
Rochester, NY
Past
November 22, 2024 - July 10, 2025
ASHTON THOMAS SECURITIES, LLC
BD
CRD#: 16629
ROCHESTER, NY
Past
July 24, 2023 - December 13, 2024
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS SECURITIES, LLC
ASHTON THOMAS SECURITIES, LLC | LANZISERA, JOSEPH ANTHONY | EXCEL SECURITIES & ASSOCIATES,INC. | EXCEL SECURITIES & ASSOCIATES, INC. | EXCEL SECURITIES & ASSOCIATES | EXCEL SECURITIES
CRD#: 16629 / SEC#: 801-69225, 8-34261
RIA
Registered Investment Advisory firm - SEC (6/11/2008 Approved)Florida
Registered Investment Advisory firm - SEC (6/18/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/22/2025)
RR
Florida(7/22/2025)
RR
Illinois(7/22/2025)
RR
Indiana(7/22/2025)
RR
Iowa(7/22/2025)
RR
Kansas(7/22/2025)
RR
Kentucky(7/22/2025)
RR
Maine(4/8/2026)
RR
Missouri(7/22/2025)
RR
Nevada(4/8/2026)
RR
New Jersey(7/22/2025)
RR
North Carolina(4/8/2026)
RR
Ohio(4/6/2026)
RR
Pennsylvania(7/22/2025)
RR
Texas(7/22/2025)
RR
Utah(4/7/2026)
RR
Virginia(7/22/2025)
RR
Washington(4/7/2026)
RR
Wyoming(4/9/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/24/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS SECURITIES, LLC
ASHTON THOMAS SECURITIES, LLC | LANZISERA, JOSEPH ANTHONY | EXCEL SECURITIES & ASSOCIATES,INC. | EXCEL SECURITIES & ASSOCIATES, INC. | EXCEL SECURITIES & ASSOCIATES | EXCEL SECURITIES
CRD#: 16629 / SEC#: 801-69225, 8-34261
RIA
Registered Investment Advisory firm - SEC (6/11/2008 Approved)Florida
Registered Investment Advisory firm - SEC (6/18/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
200 Canal View Blvd. Suite 204, Rochester, NY 14623
Mailing Address
200 Canal View Blvd. Ste. 204, Rochester, NY 14623
Phone number
(585) 424-1234
Established
Delaware since 01/08/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
75
SEC notice filing (44 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,599 |
| AUM (Assets Under Management) | $ 1,717,957,312 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
