Martin T. O'mahony
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin T O'mahony, who also goes by Martin O'mahony, Marty O'mahony, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2011. Martin had worked at 6 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 7, Series 79, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2024 - April 2, 2026
ORE CAP ADVISORS L.L.C.
April 29, 2022 - November 10, 2022
ORE ADVISORY
August 20, 2019 - October 29, 2019
GT SECURITIES, INC.
September 17, 2018 - September 24, 2018
STORMHARBOUR SECURITIES LP
August 26, 2014 - January 8, 2019
BUILDER ADVISOR GROUP, LLC
December 21, 2011 - August 24, 2012
GLC SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/12/2024
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 8/9/2021
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ORE CAP ADVISORS L.L.C.
CRD#: 328604 / SEC#: , 8-71165
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| O'MAHONY, MARTIN T | MANAGING MEMBER & OWNER, SOLE MEMBER, CHIEF COMPLIANCE OFFICER, FINOP | 5978391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
