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MO

Martin T. O'mahony

ORE CAP ADVISORS L.L.C.
Rye, NY
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CRD#: 5978391
MO

Professional summary


Martin T O'mahony, who also goes by Martin O'mahony, Marty O'mahony, is a registered financial professional currently at ORE CAP ADVISORS L.L.C. located in Rye, New York.

Martin is registered as a RR (Registered Representative) and started their career in finance in 2011. Martin has worked at 6 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 7, Series 79, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Martin O'mahony | Marty O'mahony

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Martin T O'mahony's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 12, 2024 - Present

ORE CAP ADVISORS L.L.C.

Office #2: 112 Dearborn Ave, Rye, NY 10580
BD
CRD#: 328604
Rye, NY
Past

April 29, 2022 - November 10, 2022

ORE ADVISORY

BD
CRD#: 306417
KAMAS, UT
Past

August 20, 2019 - October 29, 2019

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

September 17, 2018 - September 24, 2018

STORMHARBOUR SECURITIES LP

BD
CRD#: 35997
NEW YORK, NY
Past

August 26, 2014 - January 8, 2019

BUILDER ADVISOR GROUP, LLC

BD
CRD#: 156515
CORTE MADERA, CA
Past

December 21, 2011 - August 24, 2012

GLC SECURITIES, LLC

BD
CRD#: 153581
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/21/2025)
RR
Utah
(6/21/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/27/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/12/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/9/2021
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OC
ORE CAP ADVISORS L.L.C.
ORE ADVISORY | ORE CAP ADVISORS L.L.C. | ORE ADVISORY LLC

CRD#: 328604 / SEC#: , 8-71165

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
112 Dearborn Ave, Rye, NY 10580
Mailing Address
112 Dearborn Ave, Rye, NY 10580
Phone number
(415) 385-1070
Established
Utah since 01/18/2023
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
O'MAHONY, MARTIN TMANAGING MEMBER & OWNER, SOLE MEMBER, CHIEF COMPLIANCE OFFICER, FINOP5978391

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ORE CAP ADVISORS L.L.C.

CRD#: 328604Rye, NY

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