Louis W. Harris

G&S CAPITAL LLC

Denver, CO 80111

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CRD#: 5977773

Professional summary

Louis Waters Harris, CFP®, who also goes by Lou Waters Harris, is a registered financial advisor currently at G&S CAPITAL LLC located in Denver, Colorado.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Louis has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lou Waters Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Waters Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 16, 2019 - Present

G&S CAPITAL LLC

Office #1: 7887 E. Belleview Ave. Suite 1225, Denver, CO 80111

RIA

CRD#: 171033

Denver, CO

Past

December 17, 2018 - March 28, 2019

SCENIC WEALTH MANAGEMENT, LLC

RIA

CRD#: 154290

DENVER, CO

Past

September 5, 2013 - March 19, 2018

NORTHSTAR SECURITIES, LLC

CRD#: 150409

GREENWOOD VILLAGE, CO

Past

December 14, 2011 - September 11, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G&S CAPITAL LLC

CRD#: 171033 / SEC#: 801-79801

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/16/2019)

IAR

Texas
(2/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2011

General Securities Representative Examination

Current Firm

G&S CAPITAL LLC

CRD#: 171033 / SEC#: 801-79801

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

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Contact information

Main Address

7887 E. Belleview Ave. Suite 1225, Denver, CO 80111

Mailing Address

Phone number

(303) 773-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

G&S FORM ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 389,047,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Louis W. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Waters Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCENIC WEALTH MANAGEMENT, LLC

NORTHSTAR SECURITIES, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

G&S CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2018

Series 63

Date: 12/16/2011

SIE

Date: 3/19/2018

Series 7

Date: 12/13/2011

Current Firm

G&S CAPITAL LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

G&S CAPITAL LLC

TRUST BUT VERIFY

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