Shivangi D. Tipnis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shivangi Dilip Tipnis was a registered financial professional .
Shivangi is a previously registered financial professional and started their career in finance in 2012. Shivangi had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2018 - July 25, 2019
BLUE CHIP PARTNERS, LLC
June 13, 2017 - April 12, 2018
EQUITABLE ADVISORS, LLC
January 11, 2017 - April 12, 2018
EQUITABLE ADVISORS, LLC
September 29, 2014 - January 14, 2015
SEAPORT GLOBAL SECURITIES LLC
April 17, 2013 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
March 21, 2012 - December 7, 2012
BARRINGTON RESEARCH ASSOCIATES, INC.
Primary Firm SEC Registration
BLUE CHIP PARTNERS, LLC
CRD#: 132437 / SEC#: 801-64705
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE CHIP PARTNERS, LLC
CRD#: 132437 / SEC#: 801-64705
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,827 |
| AUM (Assets Under Management) | $ 1,536,658,642 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/12/2024 | ||
| 10/04/2023 | ||
| 04/28/2023 | ||
| 01/04/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
