Kalen A. Keffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kalen Aubrey Keffer, who also goes by Kalen Keffer, Kalen Aubrey Kirk, was a registered financial professional .
Kalen is a previously registered financial professional and started their career in finance in 2012. Kalen had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2018 - August 7, 2019
ATHENE SECURITIES, LLC
October 24, 2012 - December 18, 2014
NEW ENGLAND SECURITIES
January 30, 2012 - February 17, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
