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EH

Emiliano H. Herrero

Some features on this profile are disabled
CRD#: 5977655
EH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Emiliano Horacio Herrero was a registered financial professional .

Emiliano is a previously registered financial professional and started their career in finance in 2011. Emiliano had worked at 1 firm and has passed the Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 10, 2011 - September 25, 2012

HEDGECO SECURITIES, LLC

BD
CRD#: 142498
WEST PALM BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 5/16/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/2011
General Securities Representative Examination

Current Firm

HS
HEDGECO SECURITIES, LLC
DMK SECURITIES, LLC | MADISONGREY SECURITIES, LLC | HEDGECO SECURITIES, LLC

CRD#: 142498 / SEC#: , 8-67470

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
105 Narcissus Avenue Suite 701, West Palm Beach, FL 33401-5322
Mailing Address
105 Narcissus Avenue Suite 701, West Palm Beach, FL 33401-5322
Phone number
(561) 835-8690
Established
Delaware since 08/15/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMARTX TECHNOLOGY SOLUTIONS INC.HOLDING COMPANY
JONES, SHARONFINOP3124470
MILANO, LOUIS MICHAELCHIEF COMPLIANCE OFFICER842064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEDGECO SECURITIES, LLC

CRD#: 142498

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