Max P. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max P Taylor was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2011. Max had worked at 2 firms and has passed the Series 66, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2012 - July 9, 2013
ARISTON WEALTH MANAGEMENT, L.P.
January 25, 2012 - April 2, 2012
ARISTON WEALTH MANAGEMENT, L.P.
October 19, 2011 - September 17, 2013
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARISTON WEALTH MANAGEMENT, L.P.
CRD#: 158220 / SEC#: 801-72571
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
