AH
Adam R. Horde
KESTRA ADVISORY SERVICES
Fallbrook, CA
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CRD#: 5977455
AH
Professional summary
Adam R Horde is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Fallbrook, California and KESTRA INVESTMENT SERVICES, LLC located in Fallbrook, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Adam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: MONARCH RETIREMENT & INVESTMENTS LLC, DOING BUSINESS AS MONARCH RETIREMENT GROUP POSITION: 16.5% owner/member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 01/23/2018 ADDRESS: 724 Rainbow Crest Rd, Fallbrook CA 92028, United States DESCRIPTION: Facilitates securities, advisory and insurance business Name: RENTAL PROPERTY POSITION: Owner of property NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2025 ADDRESS: 5505 W corliss Circle, Prescott AZ 86305, United States DESCRIPTION: Collect rent and manage the property Name: CABRILLO MORTGAGE POSITION: Mortgage Loan Officer NATURE: Mortgage/Lending Related INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/09/2014 ADDRESS: 5535 W corliss Circle, Prescott AZ 86305, United States DESCRIPTION: I originate mortgages. Name: MTGFORYOU POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2021 ADDRESS: 5535 W corliss Circle, Prescott AZ 86305, United States DESCRIPTION: none. It's just there for tax purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Adam R Horde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Fallbrook, CA
Current
August 7, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 724 Rainbow Crest Rd, Fallbrook, CA 92028BD
CRD#: 42046
Fallbrook, CA
Past
January 18, 2013 - August 7, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
PRESCOTT, AZ
Past
January 18, 2013 - August 7, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
PRESCOTT, AZ
Past
February 23, 2012 - January 30, 2013
SII INVESTMENTS, INC.
RIA
CRD#: 2225
SAN DIEGO, CA
Past
November 18, 2011 - January 30, 2013
SII INVESTMENTS, INC.
BD
CRD#: 2225
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2025)
RR
Arizona(8/7/2025)
IAR
Arizona(8/7/2025)
RR
California(8/7/2025)
IAR
California(8/8/2025)
RR
Colorado(8/7/2025)
RR
Florida(8/7/2025)
RR
Georgia(8/7/2025)
RR
Idaho(8/7/2025)
RR
Illinois(8/7/2025)
RR
Indiana(8/11/2025)
RR
Minnesota(8/7/2025)
RR
Missouri(8/7/2025)
RR
Nevada(8/10/2025)
RR
New Mexico(8/7/2025)
RR
North Carolina(8/13/2025)
RR
Oregon(8/7/2025)
RR
Tennessee(8/7/2025)
RR
Texas(8/7/2025)
IAR
Texas(8/7/2025)
RR
Utah(8/7/2025)
RR
Virginia(8/8/2025)
RR
Washington(8/7/2025)
RR
Wyoming(8/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
