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JS

Justin H. Schleifer

PORTUM CAPITAL LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 5977433
JS

Professional summary

Justin Hayes Schleifer is a registered financial professional currently at PORTUM CAPITAL LLC located in New York, New York and COOPERATIVE SECURITIES located in Dulles, Virginia.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 16 firms and has passed the Series 66, Series 62, Series 99TO, Series 57TO, Series 82TO, SIE, Series 79, Series 87, Series 55, Series 7, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Hayes Schleifer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2019 - Present

PORTUM CAPITAL LLC

Office #1: 40 Wall St Suite 1702, New York, NY 10005
BD
CRD#: 300440
New York, NY
Current

October 13, 2022 - Present

COOPERATIVE SECURITIES

Office #1: 20701 Cooperative Way, Dulles, VA 20166
BD
CRD#: 317969
Dulles, VA
Current

February 23, 2024 - Present

ENVOY SECURITIES

Office #1: 300 S. Tryon St. Suite 200, Charlotte, NC 28202
BD
CRD#: 327493
CHARLOTTE, NC
Current

November 25, 2025 - Present

COLDSTREAM SECURITIES, INC.

Office #1: One 100th Avenue Ne Suite 102, Bellevue, WA 98004
BD
CRD#: 46835
Bellevue, WA
Past

July 25, 2022 - September 16, 2024

IKONA PARTNERS

BD
CRD#: 318986
San Francisco, CA
Past

April 9, 2019 - May 31, 2023

FLYING CLOUD SECURITIES LLC

BD
CRD#: 167621
SAN FRANCISCO, CA
Past

September 7, 2017 - July 9, 2021

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
SAN FRANCISCO, CA
Past

September 13, 2016 - August 7, 2017

CARTA SECURITIES, LLC

BD
CRD#: 282086
SAN FRANCISCO, CA
Past

April 8, 2015 - December 31, 2016

HOCKING CAPITAL, LLC

BD
CRD#: 148088
SAN FRANCISCO, CA
Past

February 27, 2014 - March 7, 2014

ZEBED SECURITIES, LLC

BD
CRD#: 166469
NEW YORK, NY
Past

December 5, 2013 - September 7, 2017

FORT POINT CAPITAL PARTNERS LLC

RIA
CRD#: 146759
SAN FRANCISCO, CA
Past

November 25, 2013 - September 7, 2017

CYPRESS POINT CAPITAL MANAGEMENT, LLC

RIA
CRD#: 154949
SAN FRANCISCO, CA
Past

October 10, 2013 - September 7, 2017

STRATIFI, LLC

RIA
CRD#: 149862
SAN FRANCISCO, CA
Past

August 23, 2013 - September 7, 2017

PUBVEST SECURITIES, LLC

BD
CRD#: 166428
SAN FRANCISCO, CA
Past

November 5, 2012 - October 14, 2014

BURRILL SECURITIES

BD
CRD#: 140221
SAN FRANCISCO, CA
Past

March 12, 2012 - September 7, 2017

GORDIAN INVESTMENTS, LLC

BD
CRD#: 158611
WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/3/2019)
RR
Massachusetts
(3/9/2023)
RR
New York
(11/25/2025)
RR
North Carolina
(3/21/2024)
RR
Washington
(11/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/10/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 87
Date: 11/19/2012
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 55
Date: 9/25/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/28/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/19/2012
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
COLDSTREAM SECURITIES, INC.
COLDSTREAM SECURITIES, INC.

CRD#: 46835 / SEC#: , 8-51549

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
One 100th Avenue Ne Suite 102, Bellevue, WA 98004
Mailing Address
One 100th Avenue Ne Suite 102, Bellevue, WA 98004
Phone number
(425) 283-1600
Established
Delaware since 03/05/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COLDSTREAM HOLDINGS INCHOLDING COMPANY
FITZWILSON, KEVIN MICHAELCHIEF EXECUTIVE OFFICER -CEO2511528
YELLE, ERIKA ENGCHIEF COMPLIANCE OFFICER, CFO/FINOP1632625

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLDSTREAM SECURITIES, INC.

CRD#: 46835New York, NY 10005

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