Brent P. Williams
Professional summary
Brent Peter Williams is a registered financial advisor currently at TSCHETTER GROUP located in Bellevue, Washington.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brent has worked at 2 firms and has passed the Series 63, Series 7TO, Series 86, Series 87, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Peter Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2025 - Present
TSCHETTER GROUP
Office #1: 2155 112th Ave Ne, Bellevue, WA 98004December 22, 2015 - February 8, 2021
D.A. DAVIDSON & CO.
May 3, 2013 - February 8, 2021
D.A. DAVIDSON & CO.
Primary Firm SEC Registration
TSCHETTER GROUP
CRD#: 301548 / SEC#: 801-115160
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/6/2025)
Exams
Series 7TO
Date: 12/23/2022
General Securities Representative ExaminationCurrent Firm
TSCHETTER GROUP
CRD#: 301548 / SEC#: 801-115160
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,330 |
| AUM (Assets Under Management) | $ 2,137,933,323 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 02/19/2025 |
Red Flags
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