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BL

Barbara Lancia

NCG SECURITIES
RED BANK, NJ 07701
CRD#: 5977104
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BL
Barbara LanciaNCG SECURITIES

Professional summary

Barbara Lancia is a registered financial professional currently at NCG SECURITIES LLC located in Red Bank, New Jersey.

Barbara is registered as a RR (Registered Representative) and started their career in finance in 2012. Barbara has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barbara Lancia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

NCG SECURITIES LLC

Office #1: 12 Broad Street 5th Floor, Red Bank, NJ, 07701
BD
CRD#: 160481
RED BANK, NJ
Past

December 7, 2021 - June 15, 2026

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ
Past

May 25, 2012 - June 15, 2026

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/8/2026)
RR
New Jersey
(6/8/2026)
RR
New York
(6/8/2026)
RR
Pennsylvania
(6/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/4/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/24/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NCG SECURITIES LLC
NCG SECURITIES LLC

CRD#: 160481 / SEC#: , 8-69033

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
12 Broad Street 5th Floor, Red Bank, NJ, 07701
Mailing Address
12 Broad Street 5th Floor, Red Bank, NJ, 07701
Phone number
(732) 741-8400
Established
New Jersey since 11/02/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
DOMENIC M. DIPIERO FAMILY TRUST F/B/O DOMENIC M. DIPIERO III, DAVID M. DIPIERO TTEE DATED JUNE 25, 2014OWNER
BENNETT, MICHELLE DCFO AND PRINCIPAL4456604
DIPIERO, DAVID MTRUSTEE6708748
DIPIERO, DOMENIC MATTHEWMANAGING MEMBER/ CEO AND PRINCIPAL/CCO4772723
EFREM, KATHY KHATINAFINOP3248100

Disclosures

Regulatory Event1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NCG SECURITIES LLC

CRD#: 160481Red Bank, NJ 07701

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