Kaitlyn L. Dowling

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CRD#: 5977003

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kaitlyn Lee Dowling, who also goes by Kait Dowling, was a registered financial professional .

Kaitlyn is a previously registered financial professional and started their career in finance in 2013. Kaitlyn had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kait Dowling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 18, 2026 - May 1, 2026

SHELTON CAPITAL MANAGEMENT

RIA

CRD#: 104720

Philadelphia, PA

Past

February 18, 2026 - May 1, 2026

RFS PARTNERS

CRD#: 18119

DENVER, CO

Past

June 26, 2024 - March 30, 2026

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

PHILADELPHIA, PA

Past

February 6, 2022 - December 31, 2023

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

Philadelphia, PA

Past

January 25, 2022 - February 5, 2026

MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715

FAIRWAY, KS

Past

April 20, 2020 - December 24, 2021

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

October 12, 2017 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

October 12, 2017 - December 24, 2021

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PHILADELPHIA, PA

Past

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PHILADELPHIA, PA

Past

August 18, 2015 - May 17, 2017

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

PHILADELPHIA, PA

Past

August 18, 2015 - May 17, 2017

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

PHILADELPHIA, PA

Past

January 15, 2014 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WEST DEPTFORD, NJ

Past

February 28, 2013 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WEST DEPTFORD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHELTON CAPITAL MANAGEMENT

CRD#: 104720 / SEC#: 801-25205

RIA

Registered Investment Advisory firm - (9/12/1985 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/11/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2013

General Securities Representative Examination

Current Firm

SHELTON CAPITAL MANAGEMENT

CRD#: 104720 / SEC#: 801-25205

RIA

Registered Investment Advisory firm - (9/12/1985 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/11/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2024 Terminated)

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Contact information

Main Address

1125 17th Street Suite 2550, Denver, CO 80202

Mailing Address

P.o. Box 87, Denver, CO 80201-0087

Phone number

(800) 955-9988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - FEBRUARY 10, 2026 (2/10/2026)

Regulatory assets under management

Total Number of Accounts	1,217
AUM (Assets Under Management)	$ 5,514,423,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaitlyn L. Dowling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SHELTON CAPITAL MANAGEMENT

RFS PARTNERS

STRINGER ASSET MANAGEMENT, LLC

STRINGER ASSET MANAGEMENT, LLC

MATRIX 360 DISTRIBUTORS, LLC

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SHELTON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2013

Current Firm

SHELTON CAPITAL MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHELTON CAPITAL MANAGEMENT

TRUST BUT VERIFY

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