Kaitlyn L. Dowling

DISTRIBUTION SERVICES

Portland, ME 04101

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CRD#: 5977003

Professional summary

Kaitlyn Lee Dowling, who also goes by Kait Dowling, Kaitlyn Dowling, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine.

Kaitlyn is registered as a RR (Registered Representative) and started their career in finance in 2013. Kaitlyn has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Kait Dowling | Kaitlyn Dowling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kaitlyn Lee Dowling's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2026 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 25938

Portland, ME

Past

February 18, 2026 - May 1, 2026

SHELTON CAPITAL MANAGEMENT

RIA

CRD#: 104720

Philadelphia, PA

Past

February 18, 2026 - May 1, 2026

RFS PARTNERS

CRD#: 18119

DENVER, CO

Past

June 26, 2024 - March 30, 2026

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

PHILADELPHIA, PA

Past

February 6, 2022 - December 31, 2023

STRINGER ASSET MANAGEMENT, LLC

RIA

CRD#: 166133

Philadelphia, PA

Past

January 25, 2022 - February 5, 2026

MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715

FAIRWAY, KS

Past

April 20, 2020 - December 24, 2021

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

October 12, 2017 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

October 12, 2017 - December 24, 2021

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PHILADELPHIA, PA

Past

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PHILADELPHIA, PA

Past

August 18, 2015 - May 17, 2017

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

PHILADELPHIA, PA

Past

August 18, 2015 - May 17, 2017

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

PHILADELPHIA, PA

Past

January 15, 2014 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WEST DEPTFORD, NJ

Past

February 28, 2013 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WEST DEPTFORD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/8/2026)

Alaska
(7/8/2026)

Arizona
(7/8/2026)

Arkansas
(7/8/2026)

California
(7/8/2026)

Colorado
(7/8/2026)

Connecticut
(7/8/2026)

Delaware
(7/8/2026)

District of Columbia
(7/8/2026)

Florida
(7/8/2026)

Georgia
(7/8/2026)

Hawaii
(7/8/2026)

Idaho
(7/8/2026)

Illinois
(7/8/2026)

Indiana
(7/8/2026)

Iowa
(7/8/2026)

Kansas
(7/8/2026)

Kentucky
(7/8/2026)

Louisiana
(7/8/2026)

Maine
(7/8/2026)

Maryland
(7/8/2026)

Massachusetts
(7/8/2026)

Michigan
(7/8/2026)

Minnesota
(7/8/2026)

Mississippi
(7/8/2026)

Missouri
(7/8/2026)

Montana
(7/8/2026)

Nebraska
(7/8/2026)

Nevada
(7/8/2026)

New Hampshire
(7/8/2026)

New Jersey
(7/8/2026)

New Mexico
(7/8/2026)

New York
(7/8/2026)

North Carolina
(7/8/2026)

North Dakota
(7/8/2026)

Ohio
(7/8/2026)

Oklahoma
(7/8/2026)

Oregon
(7/8/2026)

Pennsylvania
(7/8/2026)

Puerto Rico
(7/8/2026)

Rhode Island
(7/8/2026)

South Carolina
(7/8/2026)

South Dakota
(7/8/2026)

Tennessee
(7/8/2026)

Texas
(7/8/2026)

Utah
(7/8/2026)

Vermont
(7/8/2026)

Virgin Islands
(7/8/2026)

Virginia
(7/8/2026)

Washington
(7/8/2026)

West Virginia
(7/8/2026)

Wisconsin
(7/8/2026)

Wyoming
(7/8/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: , 8-42106

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Wisconsin since 09/27/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	VP, CHIEF COMPLIANCE OFFICER	2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaitlyn L. Dowling

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kaitlyn Lee Dowling's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHELTON CAPITAL MANAGEMENT

RFS PARTNERS

STRINGER ASSET MANAGEMENT, LLC

STRINGER ASSET MANAGEMENT, LLC

MATRIX 360 DISTRIBUTORS, LLC

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2013

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DISTRIBUTION SERVICES, LLC

TRUST BUT VERIFY

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