Kaitlyn Lee Dowling

DISTRIBUTION SERVICES

Portland, ME

·CRD# 5977003·13 years experience

Professional Summary

Kaitlyn Lee Dowling, who also goes by Kait Dowling, Kaitlyn Dowling, is a registered financial advisor currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine. Kaitlyn is registered as a RR (Registered Representative) and started their career in finance in 2013. Kaitlyn has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kait Dowling, Kaitlyn Dowling

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

DISTRIBUTION SERVICES, LLC·CRD# 25938

190 Middle Street Suite 301, Portland, ME 04101

July 8, 2026 - Present

SHELTON CAPITAL MANAGEMENT·CRD# 104720

RIA

Philadelphia, PA

February 18, 2026 - May 1, 2026

RFS PARTNERS·CRD# 18119

Denver, CO

February 18, 2026 - May 1, 2026

STRINGER ASSET MANAGEMENT, LLC·CRD# 166133

RIA

Philadelphia, PA

June 26, 2024 - March 30, 2026

STRINGER ASSET MANAGEMENT, LLC·CRD# 166133

RIA

Philadelphia, PA

February 6, 2022 - December 31, 2023

MATRIX 360 DISTRIBUTORS, LLC·CRD# 159715

Fairway, KS

January 25, 2022 - February 5, 2026

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST·CRD# 105390

RIA

Philadelphia, PA

April 20, 2020 - December 24, 2021

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC·CRD# 152237

RIA

Philadelphia, PA

October 12, 2017 - April 20, 2020

DELAWARE DISTRIBUTORS, L.P.·CRD# 14232

Philadelphia, PA

October 12, 2017 - December 24, 2021

UBS FINANCIAL SERVICES INC.·CRD# 8174

RIA

Philadelphia, PA

June 8, 2017 - October 10, 2017

UBS FINANCIAL SERVICES INC.·CRD# 8174

Philadelphia, PA

June 8, 2017 - October 10, 2017

GOLDMAN SACHS WEALTH SERVICES, L.P.·CRD# 106693

RIA

Philadelphia, PA

August 18, 2015 - May 17, 2017

MERCER ALLIED COMPANY, L.P.·CRD# 37404

Philadelphia, PA

August 18, 2015 - May 17, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018

RIA

West Deptford, NJ

January 15, 2014 - August 3, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

West Deptford, NJ

February 28, 2013 - August 3, 2015

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Current Firm

DISTRIBUTION SERVICES, LLC

DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: 8-42106

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Wisconsin since 09/27/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER	—
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	VP, CHIEF COMPLIANCE OFFICER	2990648

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kaitlyn Dowling is an employee of Shelton Capital Management and affiliated registered investment advisory firm.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

Alabama
(7/8/2026)

Alaska
(7/8/2026)

Arizona
(7/8/2026)

Arkansas
(7/8/2026)

California
(7/8/2026)

Colorado
(7/8/2026)

Connecticut
(7/8/2026)

Delaware
(7/8/2026)

District of Columbia
(7/8/2026)

Florida
(7/8/2026)

Georgia
(7/8/2026)

Hawaii
(7/8/2026)

Idaho
(7/8/2026)

Illinois
(7/8/2026)

Indiana
(7/8/2026)

Iowa
(7/8/2026)

Kansas
(7/8/2026)

Kentucky
(7/8/2026)

Louisiana
(7/8/2026)

Maine
(7/8/2026)

Maryland
(7/8/2026)

Massachusetts
(7/8/2026)

Michigan
(7/8/2026)

Minnesota
(7/8/2026)

Mississippi
(7/8/2026)

Missouri
(7/8/2026)

Montana
(7/8/2026)

Nebraska
(7/8/2026)

Nevada
(7/8/2026)

New Hampshire
(7/8/2026)

New Jersey
(7/8/2026)

New Mexico
(7/8/2026)

New York
(7/8/2026)

North Carolina
(7/8/2026)

North Dakota
(7/8/2026)

Ohio
(7/8/2026)

Oklahoma
(7/8/2026)

Oregon
(7/8/2026)

Pennsylvania
(7/8/2026)

Puerto Rico
(7/8/2026)

Rhode Island
(7/8/2026)

South Carolina
(7/8/2026)

South Dakota
(7/8/2026)

Tennessee
(7/8/2026)

Texas
(7/8/2026)

Utah
(7/8/2026)

Vermont
(7/8/2026)

Virgin Islands
(7/8/2026)

Virginia
(7/8/2026)

Washington
(7/8/2026)

West Virginia
(7/8/2026)

Wisconsin
(7/8/2026)

Wyoming
(7/8/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

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Kaitlyn Lee Dowling

Professional Summary

At a Glance

Other Aliases

Blog Corner

Similar Advisors

Videos & Posts

Similar Advisors

Contact Information

Similar Advisors

Similar Advisors

Years of Experience

Current & Past Employments

Similar Advisors

Current Firm

Contact Information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Similar Advisors

Other business activities

Similar Advisors

State Registrations and Notice Filings

Exams

Series 66 — Uniform Combined State Law Examination

SIE — Securities Industry Essentials Examination

Series 7 — General Securities Representative Examination

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CRS (Client Relationship Summary) - BD

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