Kimberly E. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Elizabeth Butler, CFP®, who also goes by Kimberly Elizabeth Cody, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2011. Kimberly had worked at 3 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - November 15, 2021
ALASKA PERMANENT CAPITAL MANAGEMENT, LLC
May 6, 2015 - February 22, 2021
ALASKA WEALTH ADVISORS
December 15, 2011 - September 3, 2013
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ALASKA PERMANENT CAPITAL MANAGEMENT, LLC
CRD#: 106233 / SEC#: 801-40501
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALASKA PERMANENT CAPITAL MANAGEMENT, LLC
CRD#: 106233 / SEC#: 801-40501
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 189 |
| AUM (Assets Under Management) | $ 4,088,303,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
